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Tag: FINRA Study Materials

Series 6 Exam – For Financial Industry Regulatory Authority (FINRA)

Series 6 Exam – For Financial Industry Regulatory Authority (FINRA)

Finance, Insurance, and Real Estate
Series 6 Exam - For Financial Industry Regulatory Authority (FINRA) Mastering Investment Products: A Guide to the Series 6 Exam For individuals aspiring to become registered representatives in the field of investment products and variable contracts, the Series 6 exam stands as a pivotal milestone. Administered by the Financial Industry Regulatory Authority (FINRA), this examination, formally known as the Investment Company Products/Variable Contracts Limited Representative Qualification Exam, assesses candidates' knowledge of securities products such as mutual funds, variable annuities, and variable life insurance contracts. In this article, we'll explore the eligibility criteria for the Series 6 exam and outline effective strategies for preparation. Eligibility Criteria Befor...
Series 24 Exam for Financial Industry Regulatory Authority (FINRA)

Series 24 Exam for Financial Industry Regulatory Authority (FINRA)

Finance, Insurance, and Real Estate
About Series 24 Exam for Financial Industry Regulatory Authority (FINRA) The Series 24 exam, administered by the Financial Industry Regulatory Authority (FINRA), is a significant step for individuals seeking to become registered principals in the securities industry. This comprehensive exam, often referred to as the General Securities Principal Qualification Examination, assesses a candidate's knowledge and competency in managing and supervising activities related to the sale and distribution of securities, including equities, bonds, mutual funds, and other financial products. Key aspects of the Series 24 exam include: Eligibility: To take the Series 24 exam, candidates must first pass the Series 7 exam, which is the General Securities Representative Exam. Series 24 candidates s...